Statement of information/documents required to be furnished to the Commission with the proposal for convening the SCMs for promotion to the IAS/IPS/IFS

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1.                Vacancies:          A copy of order of the Govt. of India clearly  determining the vacancies for the years for which the Select Lists are required to be prepared.  

2.                Seniority List:    A complete and published seniority list of State Civil/Police/Forest Service officers from amongst the promotions are to be made to the IAS/IPS/IFS indicating the date of birth, date of confirmation, status of SC/ST, date of continuous appointment in the qualifying grade of SCS/SPS/SFS etc.  

3.                Eligibility List:    Eligibility list (year-wise eligibility lists where applicable) of officers required to be considered by the Selection Committee as per Annexure 3.1 (SCS), 3.2 (SPS) & 3.3. (SFS).   Bio Data in respect of Non-SCS officers as per the format in Annexure 3.4.  A consolidated statement of Non-SCS officers proposed for consideration of the Selection Committee  as per the format in Annedxure 3.4-A.  

4.                Statement of disciplinary cases/penalties etc:         The latest position of disciplinary/criminal proceedings pending against the eligible officers indicating the brief facts and nature of charges as well as the date of issue of charge-sheet to the officer concerned/date of filing the charge-sheet in the court of law as per the format in Annexure 4.1.  In case any of the DE/DP etc. has resulted in the imposition of penalty, the details of such penalties may also be provided as per the format in Annexure 4.2.  

5.             Integrity Certificate:                The integrity certificate certifying/ withholding the integrity of the eligible officers duly signed by the Chief Secretary. The reasons for withholding the integrity of the eligible officers may also be indicated alongwith brief details thereto as per the format in Annexure 5.  

6.                Adverse remarks/entries in ACRs:                A statement of communication of adverse remarks in the ACRs of the State Service officers and representations against such remarks as per DPAR OM dated 07.07.1981 as per the format in Annexure–6.  

7.             ACR dossiers:                Complete ACR dossiers of the eligible officers together with a statement giving the year-wise availability of ACRs to be furnished with the proposal.  If some of the ACRs/Part ACRs are not available, a certificate indicating the valid reasons as contained in Govt. of India (DOPT) OM dated July, 1988 may be added in the respective ACR dossiers.  A consolidated statement giving the status of Non-availability of ACRs and the reasons thereof may also be furnished to the Commission as per the format in Annexure 7.   

8.             Court directions:                A statement of court cases and court orders (interim or final) having a bearing on the Select List indicating the brief facts and the relevance of the court case to the Select List be furnished as per Annexure 8.   

9.                 Composition of SCM  At the time of meeting a certificate may also be furnished to the effect that the officers of the State Govt. attending the SCM are exactly in accordance with the revised composition of Selection Committee specified in the Regulations of the IAS/IPS/IFS promotion Regulation and these officer are  members  of an  All India Services as per Annexure 9.  

10.          No Relation Certificate:  Before the start of the Selection Committee Meeting, the members of the Selection Committee are required to sign a No Relation Certificate certifying that none of his/her close relatives are being considered by the Selection Committee and that he is otherwise also not interested in any particular candidate.  The Members of the Selection Committee representing the State Government may be informed of this requirement and a certificate to this effect may also be obtained from them in advance and furnished to the Commission as per Annexure-10.  

11.          Contact details: The name, designation, telephone numbers of the members of the Selection Committee representing the State Govt.  

12.          In case of Non-SCS officers in addition to paras 1, 3 to 10 above, a certificate may also be furnished to the effect that the Non-SCS officers recommended by the State Govt. are of outstanding merit and ability, hold gazetted post in substantive capacity and have completed not less than 8 years of continuous service under the State Govt. on the 1st day of January of the year of the Select List in any post which has been declared equivalent to the post of Deputy Collector in the State Civil Service as per the format in Annexure 11.  A copy of the order declaring the equivalence of Non-SCS posts under the State to the post of Deputy Collector may also be furnished.                                                                                                                                           

   ANNEXURE-4.1  

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Annexure 3.1 (SCS)

 

Particulars of State Civil Service Officers who are eligible for consideration for promotion to the IAS in their order of seniority as on Ist January of the Select List Year.

 

S. No.

Name of Officers

(S/Shri)

Whether SC/ST/ OBC

Date of Birth

Date of appointment in the State Civil Service

Date of Confirmation in the State Civil Service

Date of continuous officiation in the Post of  Dy Collector or  Equivalent

Remarks

1

2

3

4

5

6

7

8

 

 

 

 

 

 

 

 

Note : 1.            It may be mentioned that all officers who are eligible as on the 1st of January of Select List

                        Year and available for promotion on the day of the SCM or 31st December of Select List year

                        (whichever is later) is to be included in the Eligibility List.

 

          2.            If any officer is being excluded in the Eligibility List but his name figures in the Seniority

List, the reasons for his exclusion may be indicated.

 

3.            Similarly, in case any officer is being included in the Eligibility List but  his name does not figure in the Seniority List, the reasons for his inclusion may also be indicated.

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Annexure 3.2 (SPS)

Particulars of State Police Service Officers who are eligible for consideration for promotion to the IPS in their order of seniority as on Ist January of the Select List Year. 

S.No.

Name of Officers

(S/Shri)

Whether SC/ST/OBC

Date of Birth

Date of appointment in the State Police Service

Date of Confirmation in the State Police Service

Date of continuous officiation in the post of  Dy S.P. or  Equivalent 

Remarks

 1

2

3

4

5

6

7

8

Note : 1.            It may be mentioned that all officers who are eligible as on the 1st of January of Select List

                        Year and available for promotion on the day of the SCM or 31st December of Select List year

                        (whichever is later) is to be included in the Eligibility List.

 

          2.            If any officer is being excluded in the Eligibility List but his name figures in the Seniority

List, the reasons for his exclusion may be indicated.

 

3.               Similarly, in case any officer is being included in the Eligibility List but  his name does not  figure in the Seniority List, the reasons for his inclusion may also be indicated.

 

Annexure 3.3 (SFS)

Particulars of State Forest Service Officers who are eligible for consideration for promotion to the IFS in their order of seniority as on Ist January of the Select List Year.

S No.

Name of Officers

(S/Shri)

Whether SC/ST/ OBC

Date of Birth

Date of appointme-nt in the State Forest Service

Date of Confirmation in the State Forest Service

Date of continuous officiation in the  posts included in State Forest Service

Period of training in a diploma course in FRI & College, Dehradun or such other training approved by the Central Govt in consultation of UPSC in any other institutions

Date of joining of such training

Remarks

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Note : 1.                  It may be mentioned that all officers who are eligible as on the 1st of January of Select List Year and available for promotion on the day of the SCM or 31st December of Select List year  (whichever is later) is to be included in the Eligibility List. 

          2.                 If any officer is being excluded in the Eligibility List but his name figures in the Seniority List, the reasons for his exclusion may be indicated. 

3.               Similarly, in case any officer is being included in the Eligibility List but  his name does not  figure in the Seniority List, the reasons for his inclusion may also be indicated.

 

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ANNEXURE-4.1 

 

(A)     Details of  disciplinary proceedings  pending against  eligible officers.

S.No.

Name of the Officers (S/Shri)

Date of issue of charge sheet to the officers

Brief facts and Nature of Charges

Present Status

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 (B)    Details of  Criminal proceedings  pending against  eligible officers.           

S.No.

Name of the Officers (S/Shri)

Date of filing of charge sheet  before the Court

Brief facts & Nature of Charges

Present Status

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 Note : The Proceedings are deemed to be pending only if a charge sheet has already been served upon the officer/filed in a Court of Law as laid down in the Promotion Regulations  [Explanation I under Proviso to Reg. 5(5)].       

Annexure 4.2

DETAILS OF PENALTIES IMPOSED ON  ELIGIBLE  OFFICERS DURING THE LAST 10 YEARS

S.No.

Name of Officer(s)

(S/Shri)

Year in which offence is committed

Date of issue of Charge Sheet

Date on which penalty imposed

Nature of penalty

Period of Currency of  the penalty and the date when the currency  of penalty will be over.

Whether any appeal has been filed and if so whether there is any interim stay/stay.

remarks

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

         

Annexure-5

Format for Integrity Certificate * 

A.            Format for certifying the Integrity Certificate

Dated :            

INTEGRITY CERTIFICATE

The State Government certifies the integrity of  following officers  with reference to the entries in his/their  Annual Confidential Reports:-                               

                                S.No.           Names (S/Shri)

 Chief Secretary to the Government  

B.            Format for withholding the Integrity Certificate.

Dated:

INTEGRITY CERTIFICATE 

The State Government withholds the integrity of  following officer(s) for the reasons indicated against each :-                          

S.No

        Names (S/Shri)

Reasons (in brief) for withholding the integrity  certificate

 

 

 

 Chief Secretary to the Government

* Note : Please refer to GOI’s instructions No. 14/23/65-AIS(III) dated 28.07.1966, No.17/3/70-AIS(III) dated 26.05.1970, No. 14015/18/99-AIS dated 27.10.1999 & F.14015/18/99-AIS(I) dated 27.10.2001.

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Annexure –6

Certificates regarding communication of Adverse remarks in respect of eligible Officers *

(i)                   Adverse remarks in the character rolls of the following eligible officers have not been communicated by the State Govt to the officers concerned.

S.No.

Name (S/Shri)

Period

 

 

 

 (ii)         Adverse entries in respect of the following eligible officers have been communicated but no representations have been so far received from the officers concerned but the time limit to represent is not yet over.

S.No.

Name (S/Shri)

Period

 

 

 

 (iii)   Representations against adverse entries in respect of the following officers have been received within the stipulated time but the decision of the State Government is yet to be taken.

S.No.

Name (S/Shri)

Period

 

 

 

 *Note :All India Service Manual Part-II Edition (GOI instructions-8-page 58) may be referred.   

Annexure –7

Statement regarding availability of ACRs of eligible  Officers *

S.No.

Name of Officers

(S/Shri)

Period of Missing ACRs

Reasons for missing ACRs

Whether a certificate has been placed in the dossier for missing ACRs indicating  reasons thereof

Remarks

 

 

 

 

 

 

*  Note : (i)            Govt. of India’s instruction No.F.15015/7/88-AIS(I) dated 22nd July, 1988. 

(ii)     For ACRs written/recorded in regional language, an authenticated English translation of the ACRs may also be forwarded alongwith the ACRs in original. The authentication of the translation  may kindly be done by an officer not  below the rank of Secretary/Principal Secretary to the State Govt.   

Annexure –8

A Statement showing Court Cases and Court orders  having bearing on the Select List 

S No.

Name of Applicants

(S/Shri)

Case No.

Name of Court

Date of Orders & Compliance Date

Directions (in brief)

Whether appeals have been filed and if so whether stay orders have been obtained.

Implications on the current Select List

Whether a copy of the orders has been enclosed

Remarks